We help financial services companies to address today’s cumbersome and often confusing regulatory compliance requirements

 

•We are senior technology professionals with experience in regulatory & internal compliance within U.S. commercial banking

•We understand current OCC and Federal Reserve priorities

•We have expertise in information security, data management and business continuity within various financial services domains

•Our compliance review streamlines the process and enables us to identify and remediate gaps quickly and in a cost-effective manner

 

Our approach:

 

•Understand risk framework and appetite in lights of customer segments, business transaction types, regulatory / compliance risk

•Evaluate current level of compliance by reviewing existing controls, procedures and related artifacts

•Define appropriate IT control objectives

•Report our findings and recommendations to you

•Plan and execute any corrective actions